Compliance - Online

The meeting gives a comprehensive overview of the current legal developments in European legislation; among other things, the subject areas Prospectus Regulation, Benchmark Regulation and important aspects of investor protection are discussed.

Also in 2020, representatives of BaFin (German Federal Financial Supervisory Authority) will again give presentations on topics related to the ongoing supervision of institutions (national), aspects of European and international supervision as well as market integrity.

The programme will be rounded off by the presentation of a tool for the automated processing of duplicates (monitoring of employee transactions) as well as a practical report from a bank on the subject of "Compliance in Corona Times - On-Site Inspection".

The event, which is attended by top-class experts and specialists from the field of supervision, the banking association and banking practice, offers a high gain of information for daily compliance work and encourages an intensive professional exchange among the participants.

Further information on the schedule and content of the event can be found in the agenda. 

Please note, conference language is German.

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