Compliance
The exchange of experiences is characterised by a traditionally very constructive and intensive dialogue between the speakers, including experts from the banking association, the supervisory authority, auditors and banking practitioners, as well as the participants.
The event, which is attended by high-calibre experts and specialists, provides comprehensive information on practical aspects of modern compliance work and offers great added value for the daily work of compliance officers.
The event will focus on the following topics:
- Deep dive into crypto trading
- DORA update: Where do banks stand today?
- Market abuse surveillance trends
- Market integrity – current developments/focus areas
- WpHG special audits and OWiG proceedings: Strategies for emergencies
- Experiences/findings from the 2024 WpHG audit
- Overview of current legal developments
- Implementation of the Accessibility Enhancement Act: Focus on WpHG
- Panel: How is AI implemented in compliance? (EU AI Act)
Detailed information can be found in the Agenda .
Speakers:
Daniel Bögeholz, Associated Partner, lindenpartners PartmbB, Tomas Girardi, Senior Manager, Auditor, FSI Audit & Assurance, Deloitte GmbH, Tatjana Graf, Consultant, Market Surveillance, Software, Electronics and Entertainment Industry (WA 25), Federal Financial Supervisory Authority (BaFin), Jens Hahn, Partner, Auditor, FS Attestation, KPMG AG Wirtschaftsprüfungsgesellschaft, Frank Mehlhorn, Project Initiative Dialogue Strengths (IDS), Federal Association of German Banks e. V., Leo Müller, Associate, Capital Markets, Association of German Banks, Rukshan Permal, Partner, PwC Forensic Services, Hartmut Renz, Partner, Financial Services, Regulatory Risk & Compliance Advisory, STRATECO GmbH, Uwe Schöpp, Senior Manager, Certified Public Accountant, FS Attestation, KPMG AG Wirtschaftsprüfungsgesellschaft, Ulrich Schröer, Director, Compliance & Risk, Trade Republic Bank GmbH, Natascha Schum, LL.M., Associate, lindenpartners PartmbB, Fabian Schuster, Associate Director, Payment Transactions, Bundesverband deutscher Banken e. V., Dr Gabriel Trickes, Vice President, Legal and Compliance, Morgan Stanley Europe SE, Graham Ure, Partner, PricewaterhouseCoopers LLP (PwC), Kevin Vogt, Partner, Auditor, FSI Audit & Assurance, Deloitte GmbH, and Anna-Lara Weigert, Associate, Legal and Anti-Money Laundering, Bundesverband deutscher Banken e. V.
You will receive a detailed certificate of attendance for your participation.
Language: Please note, conference language is German.