Compliance
The exchange of experiences is characterised by a traditionally very constructive and intensive dialogue between the speakers, including experts from the banking association, the supervisory authority, auditors and banking practitioners, as well as the participants.
The event, which is attended by high-calibre experts and specialists, provides comprehensive information on practical aspects of modern compliance work and offers great added value for the daily work of compliance officers.
The following topics and speakers are planned for the agenda (further details and additions will be provided soon):
- Overview of current legal developments | Leo Müller, Associate, Capital Markets, Bundesverband deutscher Banken e. V.
- Market integrity - Current developments/focal points in BaFin's market supervision | Tatjana Graf, Senior Advisor Market Surveillance, Federal Financial Supervisory Authority
Market abuse surveillance trends | Graham Ure, Partner, PricewaterhouseCoopers LLP and Ruk Permal, Partner, PwC Forensic Services - Experience/findings from the 2024 WpHG audit | Jens Hahn, Partner, Auditor, FS Attestation and Uwe Schöpp, Senior Manager, Auditor, FS Attestation, both KPMG AG Wirtschaftsprüfungsgesellschaft
- Deep-dive crypto trading | Kevin Vogt, Partner, Auditor, FSI Audit & Assurance and Tomas Girardi, Senior Manager, Auditor, FSI Audit & Assurance, both Deloitte GmbH
- Implementation of the Barrier-Free Strengthening Act: Focus on WpHG | Leo Müller, Associate, Capital Markets and Fabian Schuster, Associate Director, Payments, both Bundesverband deutscher Banken e. V.
- How is AI used in compliance? (EU AI Act) | Anna-Lara Weigert, Associate, Law and Money Laundering Prevention, Bundesverband deutscher Banken e. V., Dr. Gabriel Trickes, Vice Prsedient, Legal and Compliance, Mogan Stanley Europe SE und Ulrich Schröer, Director Compliance & Risk, Trade Republic Bank GmbH
You will receive a detailed certificate of attendance for your participation.
Register today and benefit from the early bird discount!
Language: Please note, conference language is German.