Einführung Liquiditätsmanagementtools (LMTs): Auswirkungen und Anpassungsbedarf bei depotführenden Stellen

Regulatory requirements in the securities business are evolving: AIFMD II and its national implementation via the Fund Risk Limitation Act are creating new obligations and specific requirements for custodian institutions – both in terms of the use of liquidity management tools (LMTs) and client information.

Particularly relevant: The new legal regulations come into force on 16 April 2026 – and the pressure to implement them is correspondingly high.

In this concise one-hour session, you will receive a practical overview of the new requirements and their implementation in banking practice, and have the opportunity to clarify any outstanding questions.

What to expect:

• Contextualisation of the new regulatory requirements:
  Overview of current developments surrounding AIFMD II and the Fund Risk Limitation Act
• Implications for banks/updating client information:
  What is new, what needs to be taken into account? Disclosure obligations for new and existing clients, presentation and classification of the separate supplement to the ‘Basic Information on Securities and Other Capital Investments’ as well as further guidance
• Discussion of open questions

Participants will receive a concise, clear overview of the new regulatory requirements and guidance on implementation (keyword: client communication).

The event is aimed in particular at specialists and managers working in the fields of securities trading, compliance and risk management.

The event will be hosted by Jan-Teja Kraft, from the Capital Markets Group at the Association of German Banks. Mr Kraft specialises in capital markets law and regulation, as well as financial market policy at national, European and international levels, with a particular focus on various investor protection issues. He is a qualified banker and holds a degree in business administration, and has several years’ experience as a consultant in private banking.