Compliance
The event is characterized by a traditionally very constructive and intensive dialog between representatives of BaFin, the banking association and the institutions.
The event, which features top-class experts and specialists, provides comprehensive information on practice-relevant aspects of modern compliance work and offers great added value for the daily work of compliance officers.
The contents of the event will be planned up to date and in a timely manner.
The event will cover the following topics, among others:
- Market integrity - current developments/focus areas in BaFin's market supervision / Daniel David, Federal Financial Supervisory Authority
- Overview of current legal developments / Dr. Stefanie Heun, René Lorenz and Leo Müller, all from the German Bankers Association
- Experiences/findings from the WpHG audit 2024 / Jens Hahn and Uwe Schöpp, KPMG AG
- ROAD to DORA / Dr. Waldemar Grudzien and Nadine Hofmann, Grey Swan Management AG
- Current regulatory developments in the area of ESG / Michael Hofmann, Deutsche Bank AG
- Synergies in ESG regulation / Patricia Georgi, Hauck Aufhäuser Lampe Privatbank AG
- Update on the digital and crypto business / Dr. Dr. Johannes Blassl, HEUKING KÜHN LÜER WOJTEK
Participants will receive a certificate of attendance as proof of the training.
Language: Please note, symposium language is German.
Note:
Protecting the environment together!
In the interests of sustainability, the event documents will be made available digitally to all participants in advance and on the day of the event. If you would also like a printed copy of the event documents, please let us know when you register.